Kenneth C. Johnson

                                                                                    2502 Robertson Rd.

                                                                                    Santa Clara, CA 95051

                                                                                    408-244-4721

                                                                                    kjinnovation@earthlink.net

 

April 8, 2005

 

To the members of the California State Assembly Committee on Transportation:

 

The Honorable Russ Bogh

State Capitol

Room 4098

Sacramento, CA 94249

 

The Honorable Wilma Chan

State Capitol

Room 6005

Sacramento, CA 94249

 

The Honorable Shirley

Horton

State Capitol

Room 2174

Sacramento, CA 94249

 

The Honorable Bob Huff

State Capitol

Room 5164

Sacramento, CA 94249

 

The Honorable Betty

Karnette

State Capitol

Room 2176

Sacramento, CA 94249

 

The Honorable Carol Liu

State Capitol

Room 4112

Sacramento, CA 94249

 

The Honorable Dennis

Mountjoy

State Capitol

Room 3141

Sacramento, CA 94249

 

The Honorable Roger Niello

State Capitol

Room 2016

Sacramento, CA 94249

 

The Honorable Fran Pavley

State Capitol

Room 3120

Sacramento, CA 94249

 

The Honorable Mark Ridley-Thomas

State Capitol

Room 3152

Sacramento, CA 94249

 

The Honorable Simon

Salinas

State Capitol

Room 2175

Sacramento, CA 94249

 

The Honorable Alberto

Torrico

State Capitol

Room 2179

Sacramento, CA 94249

 

The Honorable Jenny

Oropeza

State Capitol

Room 2148

Sacramento, CA 94249

 

 

 

Re: AB 1493 and the California Greenhouse Gas Emissions Reduction Regulations

 

Dear Assembly Members:

 

AB 1493 directs the California Air Resources Board to adopt regulations to achieve “the maximum feasible and cost-effective reduction of greenhouse gas emissions from motor vehicles,” and yet data and analysis provided by Board staff show that the proposed regulations fall short of this goal. Therefore, I am writing to request that the legislature revise the regulations to at least bring them into compliance with the statutory mandate.

 

The proposed regulations do not comply with the legislative mandate, in part because the emission standard is based on an erroneous computational methodology. The proposed mid-term (2016) emission limits are 205 g/mi for PC/LDT1 and 332 g/mi for LDT2. This is what the optimal limits would be if the regulations did not allow emissions trading between the two LEV vehicle classes, but with trading the optimal limits would be approximately 189 and 343 g/mi for PC/LDT1 and LDT2, respectively.

 

At a more fundamental level, the regulations do not comply with the mandate (and would not comply even with the computational error corrected) because the LEV-type emission limits specified by the standard do not correspond to the emission limits that staff has explicitly identified as representing “the maximum feasible [emission] reduction levels”. The Board’s Aug. 6, 2004 Initial Statement of Reasons does not explain or justify staff’s policy rationale for adopting an LEV-type standard in lieu of the maximum feasible standard.

 

At an even more fundamental level, it may not be possible to achieve “maximum feasible and cost-effective” reduction of vehicular greenhouse gas emissions within the legislatively-imposed constraints of AB 1493, which appear to preclude regulatory instruments other than the cap-and-trade-type system adopted by the Board. Contrary to AB 1493’s explicitly mandated policy objective of achieving maximum emissions reduction, cap-and-trade policy instruments function to minimize compliance costs, and not to minimize emissions (even within defined cost constraints). This policy incompatibility is illustrated by the U. S. Acid Rain program: Compliance costs for sulfur dioxide emissions abatement are over five times lower than original estimates, implying that investment in pollution abatement technology could be increased by a factor of five within the limits of cost acceptability. Yet the program provides no incentive to make such additional investments because the program’s cap-and-trade regulations function to achieve minimum costs, not minimum emissions. In the context of AB 1493, regulators cannot be reasonably expected to know in advance what optimal emission level will satisfy mandated feasibility and cost-effectiveness constraints many years or decades in the future.

 

An alternative regulatory approach that actually would be compatible with AB 1493’s policy objective is exemplified by the Swedish Nitrogen Oxide program, which uses a cost-constrained, feebate-type system to incentivize reduction of NOx emissions from large power plants. The regulation-induced financial incentive resulted in a 60% reduction in specific NOx emissions from regulated plants between 1990 and 1995, achieving emissions performance much better than other industrialized countries including the U. S. – and at an estimated cost to electricity consumers of only $0.0004/kWh.

 

Vehicle feebates have been considered under California’s AB 2076 and are proposed in Canada’s recently-released 2005 Budget Plan. Such feebates would probably not be effective at reducing vehicular greenhouse gas emissions because they function primarily to induce downweighting rather than facilitating low-emission technology; but a vehicle feebate that is constructed to focus financial incentives more exclusively on technology could be very effective at achieving AB 1493’s policy objective, and it may also avoid potential federal preemption under EPCA.

 

Vehicle feebates could coexist with and complement a vehicle emission standard, but the currently-proposed AB 1493 standard would probably be incompatible with and could deter the adoption of efficiently designed feebates due to the discrepancy that exists between the standard and the “maximum feasible reduction levels”.

 

The enclosed paper, “A Policy Critique of California’s Assembly Bill 1493 to Regulate Vehicular Greenhouse Gas Emissions” (http://ssrn.com/abstract=665844), explains the above points in greater detail. I based the analysis in this paper on summary data for the California model year 2002 vehicle fleet, which Board staff provided to me in March 2005 and which is the basis of the Board’s proposed emission standard.

 

The Board staff has estimated that under the proposed AB 1493 regulations, aggregate emissions from regulated California vehicles will not actually decrease, but will be 8.7% higher than 2004 levels in 2030, by which time almost the entire state vehicle fleet will be compliant with the regulations. And yet the goals of climate stabilization articulated in section 1 of AB 1493 will likely require actual and substantial reductions in aggregate emissions – not just a reduction in the emissions growth rate or in per-vehicle emissions. Insofar as the proposed AB 1493 regulations fall short of both climate stabilization requirements and legislative requirements, I urge the legislature to give serious consideration to the above proposals and recommendations and to develop a regulatory strategy for achieving real and necessary reductions in aggregate greenhouse gas emissions.

 

Sincerely,

 

 

Kenneth C. Johnson